Brokers, Banks, and Other Nominees

If you purchased or otherwise acquired Gatos Common Stock or Gatos Call Options, or sold Gatos Put Options, during the Settlement Class Period for the beneficial interest of persons or organizations other than yourself, you must within seven (7) calendar days of receiving the Notice either:

  1. Provide the Claims Administrator with a list of the names and addresses of all such beneficial owners to the Claims Administrator; or
  2. Request from the Claims Administrator sufficient copies of the Notice Packet (containing the (i) Long-Form Notice of Pendency and Proposed Settlement of Class Action; and (ii) Proof of Claim and Release Form (“Claim Form”)) to forward to all such beneficial owners and mail those Notice Packets yourself within seven (7) calendar days after receiving them.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners as described above.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must do one of the following:

    1. Upload the spreadsheet here.
    2. Email the spreadsheet to; or
    3. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Gatos U.S. Securities Litigation
      Claims Administrator
      P.O. Box 5768
      Portland, OR 97228-5768

If you are mailing the Notice Packet to beneficial owners:

If you elect to mail the Notice Packet to beneficial owners yourself, additional copies of the Notice Packet may be requested via email to If you are providing the Notice Packet to beneficial owners, the mailing must be completed within seven (7) business days of your receipt of the Notice Packets. Failure to timely forward the Notice Packets to beneficial owners may affect their legal rights. If you have any questions, contact the Claims Administrator at or by calling 1-877-757-6172.

If you are filing electronic claims:

A nominee may also submit a Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.